Python 3.0 有什么新变化

作者:Guido van Rossum

This article explains the new features in Python 3.0, compared to 2.6. Python 3.0, also known as 「Python 3000」 or 「Py3K」, is the first ever intentionally backwards incompatible Python release. There are more changes than in a typical release, and more that are important for all Python users. Nevertheless, after digesting the changes, you’ll find that Python really hasn’t changed all that much – by and large, we’re mostly fixing well-known annoyances and warts, and removing a lot of old cruft.

This article doesn’t attempt to provide a complete specification of all new features, but instead tries to give a convenient overview. For full details, you should refer to the documentation for Python 3.0, and/or the many PEPs referenced in the text. If you want to understand the complete implementation and design rationale for a particular feature, PEPs usually have more details than the regular documentation; but note that PEPs usually are not kept up-to-date once a feature has been fully implemented.

Due to time constraints this document is not as complete as it should have been. As always for a new release, the Misc/NEWS file in the source distribution contains a wealth of detailed information about every small thing that was changed.

常见的绊脚石

This section lists those few changes that are most likely to trip you up if you’re used to Python 2.5.

Views And Iterators Instead Of Lists

Some well-known APIs no longer return lists:

  • dict methods dict.keys(), dict.items() and dict.values() return 「views」 instead of lists. For example, this no longer works: k = d.keys(); k.sort(). Use k = sorted(d) instead (this works in Python 2.5 too and is just as efficient).

  • Also, the dict.iterkeys(), dict.iteritems() and dict.itervalues() methods are no longer supported.

  • map() and filter() return iterators. If you really need a list and the input sequences are all of equal length, a quick fix is to wrap map() in list(), e.g. list(map(...)), but a better fix is often to use a list comprehension (especially when the original code uses lambda), or rewriting the code so it doesn’t need a list at all. Particularly tricky is map() invoked for the side effects of the function; the correct transformation is to use a regular for loop (since creating a list would just be wasteful).

    If the input sequences are not of equal length, map() will stop at the termination of the shortest of the sequences. For full compatibility with map() from Python 2.x, also wrap the sequences in itertools.zip_longest(), e.g. map(func, *sequences) becomes list(map(func, itertools.zip_longest(*sequences))).

  • range() now behaves like xrange() used to behave, except it works with values of arbitrary size. The latter no longer exists.

  • zip() now returns an iterator.

Ordering Comparisons

Python 3.0 has simplified the rules for ordering comparisons:

  • The ordering comparison operators (<, <=, >=, >) raise a TypeError exception when the operands don’t have a meaningful natural ordering. Thus, expressions like 1 < '', 0 > None or len <= len are no longer valid, and e.g. None < None raises TypeError instead of returning False. A corollary is that sorting a heterogeneous list no longer makes sense – all the elements must be comparable to each other. Note that this does not apply to the == and != operators: objects of different incomparable types always compare unequal to each other.
  • builtin.sorted() and list.sort() no longer accept the cmp argument providing a comparison function. Use the key argument instead. N.B. the key and reverse arguments are now 「keyword-only」.
  • The cmp() function should be treated as gone, and the __cmp__() special method is no longer supported. Use __lt__() for sorting, __eq__() with __hash__(), and other rich comparisons as needed. (If you really need the cmp() functionality, you could use the expression (a > b) - (a < b) as the equivalent for cmp(a, b).)

整数

  • PEP 237: Essentially, long renamed to int. That is, there is only one built-in integral type, named int; but it behaves mostly like the old long type.
  • PEP 238: An expression like 1/2 returns a float. Use 1//2 to get the truncating behavior. (The latter syntax has existed for years, at least since Python 2.2.)
  • The sys.maxint constant was removed, since there is no longer a limit to the value of integers. However, sys.maxsize can be used as an integer larger than any practical list or string index. It conforms to the implementation’s 「natural」 integer size and is typically the same as sys.maxint in previous releases on the same platform (assuming the same build options).
  • The repr() of a long integer doesn’t include the trailing L anymore, so code that unconditionally strips that character will chop off the last digit instead. (Use str() instead.)
  • Octal literals are no longer of the form 0720; use 0o720 instead.

Text Vs. Data Instead Of Unicode Vs. 8-bit

Everything you thought you knew about binary data and Unicode has changed.

  • Python 3.0 uses the concepts of text and (binary) data instead of Unicode strings and 8-bit strings. All text is Unicode; however encoded Unicode is represented as binary data. The type used to hold text is str, the type used to hold data is bytes. The biggest difference with the 2.x situation is that any attempt to mix text and data in Python 3.0 raises TypeError, whereas if you were to mix Unicode and 8-bit strings in Python 2.x, it would work if the 8-bit string happened to contain only 7-bit (ASCII) bytes, but you would get UnicodeDecodeError if it contained non-ASCII values. This value-specific behavior has caused numerous sad faces over the years.
  • As a consequence of this change in philosophy, pretty much all code that uses Unicode, encodings or binary data most likely has to change. The change is for the better, as in the 2.x world there were numerous bugs having to do with mixing encoded and unencoded text. To be prepared in Python 2.x, start using unicode for all unencoded text, and str for binary or encoded data only. Then the 2to3 tool will do most of the work for you.
  • You can no longer use u"..." literals for Unicode text. However, you must use b"..." literals for binary data.
  • As the str and bytes types cannot be mixed, you must always explicitly convert between them. Use str.encode() to go from str to bytes, and bytes.decode() to go from bytes to str. You can also use bytes(s, encoding=...) and str(b, encoding=...), respectively.
  • Like str, the bytes type is immutable. There is a separate mutable type to hold buffered binary data, bytearray. Nearly all APIs that accept bytes also accept bytearray. The mutable API is based on collections.MutableSequence.
  • All backslashes in raw string literals are interpreted literally. This means that '\U' and '\u' escapes in raw strings are not treated specially. For example, r'\u20ac' is a string of 6 characters in Python 3.0, whereas in 2.6, ur'\u20ac' was the single 「euro」 character. (Of course, this change only affects raw string literals; the euro character is '\u20ac' in Python 3.0.)
  • The built-in basestring abstract type was removed. Use str instead. The str and bytes types don’t have functionality enough in common to warrant a shared base class. The 2to3 tool (see below) replaces every occurrence of basestring with str.
  • Files opened as text files (still the default mode for open()) always use an encoding to map between strings (in memory) and bytes (on disk). Binary files (opened with a b in the mode argument) always use bytes in memory. This means that if a file is opened using an incorrect mode or encoding, I/O will likely fail loudly, instead of silently producing incorrect data. It also means that even Unix users will have to specify the correct mode (text or binary) when opening a file. There is a platform-dependent default encoding, which on Unixy platforms can be set with the LANG environment variable (and sometimes also with some other platform-specific locale-related environment variables). In many cases, but not all, the system default is UTF-8; you should never count on this default. Any application reading or writing more than pure ASCII text should probably have a way to override the encoding. There is no longer any need for using the encoding-aware streams in the codecs module.
  • The initial values of sys.stdin, sys.stdout and sys.stderr are now unicode-only text files (i.e., they are instances of io.TextIOBase). To read and write bytes data with these streams, you need to use their io.TextIOBase.buffer attribute.
  • Filenames are passed to and returned from APIs as (Unicode) strings. This can present platform-specific problems because on some platforms filenames are arbitrary byte strings. (On the other hand, on Windows filenames are natively stored as Unicode.) As a work-around, most APIs (e.g. open() and many functions in the os module) that take filenames accept bytes objects as well as strings, and a few APIs have a way to ask for a bytes return value. Thus, os.listdir() returns a list of bytes instances if the argument is a bytes instance, and os.getcwdb() returns the current working directory as a bytes instance. Note that when os.listdir() returns a list of strings, filenames that cannot be decoded properly are omitted rather than raising UnicodeError.
  • Some system APIs like os.environ and sys.argv can also present problems when the bytes made available by the system is not interpretable using the default encoding. Setting the LANG variable and rerunning the program is probably the best approach.
  • PEP 3138: The repr() of a string no longer escapes non-ASCII characters. It still escapes control characters and code points with non-printable status in the Unicode standard, however.
  • PEP 3120: The default source encoding is now UTF-8.
  • PEP 3131: Non-ASCII letters are now allowed in identifiers. (However, the standard library remains ASCII-only with the exception of contributor names in comments.)
  • The StringIO and cStringIO modules are gone. Instead, import the io module and use io.StringIO or io.BytesIO for text and data respectively.
  • See also the Unicode 指南, which was updated for Python 3.0.

Overview Of Syntax Changes

This section gives a brief overview of every syntactic change in Python 3.0.

新语法

  • PEP 3107: Function argument and return value annotations. This provides a standardized way of annotating a function’s parameters and return value. There are no semantics attached to such annotations except that they can be introspected at runtime using the __annotations__ attribute. The intent is to encourage experimentation through metaclasses, decorators or frameworks.

  • PEP 3102: Keyword-only arguments. Named parameters occurring after *args in the parameter list must be specified using keyword syntax in the call. You can also use a bare * in the parameter list to indicate that you don’t accept a variable-length argument list, but you do have keyword-only arguments.

  • Keyword arguments are allowed after the list of base classes in a class definition. This is used by the new convention for specifying a metaclass (see next section), but can be used for other purposes as well, as long as the metaclass supports it.

  • PEP 3104: nonlocal statement. Using nonlocal x you can now assign directly to a variable in an outer (but non-global) scope. nonlocal is a new reserved word.

  • PEP 3132: Extended Iterable Unpacking. You can now write things like a, b, *rest = some_sequence. And even *rest, a = stuff. The rest object is always a (possibly empty) list; the right-hand side may be any iterable. Example:

    (a, *rest, b) = range(5)

    This sets a to 0, b to 4, and rest to [1, 2, 3].

  • Dictionary comprehensions: {k: v for k, v in stuff} means the same thing as dict(stuff) but is more flexible. (This is PEP 274 vindicated. :-)

  • Set literals, e.g. {1, 2}. Note that {} is an empty dictionary; use set() for an empty set. Set comprehensions are also supported; e.g., {x for x in stuff} means the same thing as set(stuff) but is more flexible.

  • New octal literals, e.g. 0o720 (already in 2.6). The old octal literals (0720) are gone.

  • New binary literals, e.g. 0b1010 (already in 2.6), and there is a new corresponding built-in function, bin().

  • Bytes literals are introduced with a leading b or B, and there is a new corresponding built-in function, bytes().

修改的语法

  • PEP 3109 and PEP 3134: new raise statement syntax: raise [expr [from expr]]. See below.

  • as and with are now reserved words. (Since 2.6, actually.)

  • True, False, and None are reserved words. (2.6 partially enforced the restrictions on None already.)

  • Change from except exc, var to except exc as var. See PEP 3110.

  • PEP 3115: New Metaclass Syntax. Instead of:

    class C:
    __metaclass__ = M
    ...

    you must now use:

    class C(metaclass=M):
    ...

    The module-global __metaclass__ variable is no longer supported. (It was a crutch to make it easier to default to new-style classes without deriving every class from object.)

  • List comprehensions no longer support the syntactic form [... for var in item1, item2, ...]. Use [... for var in (item1, item2, ...)] instead. Also note that list comprehensions have different semantics: they are closer to syntactic sugar for a generator expression inside a list() constructor, and in particular the loop control variables are no longer leaked into the surrounding scope.

  • The ellipsis (...) can be used as an atomic expression anywhere. (Previously it was only allowed in slices.) Also, it must now be spelled as .... (Previously it could also be spelled as . . ., by a mere accident of the grammar.)

移除的语法

  • PEP 3113: Tuple parameter unpacking removed. You can no longer write def foo(a, (b, c)): .... Use def foo(a, b_c): b, c = b_c instead.
  • Removed backticks (use repr() instead).
  • Removed <> (use != instead).
  • Removed keyword: exec() is no longer a keyword; it remains as a function. (Fortunately the function syntax was also accepted in 2.x.) Also note that exec() no longer takes a stream argument; instead of exec(f) you can use exec(f.read()).
  • Integer literals no longer support a trailing l or L.
  • String literals no longer support a leading u or U.
  • The from module import * syntax is only allowed at the module level, no longer inside functions.
  • The only acceptable syntax for relative imports is from .[module] import name. All import forms not starting with . are interpreted as absolute imports. (PEP 328)
  • Classic classes are gone.

Changes Already Present In Python 2.6

Since many users presumably make the jump straight from Python 2.5 to Python 3.0, this section reminds the reader of new features that were originally designed for Python 3.0 but that were back-ported to Python 2.6. The corresponding sections in Python 2.6 有什么新变化 should be consulted for longer descriptions.

Library Changes

Due to time constraints, this document does not exhaustively cover the very extensive changes to the standard library. PEP 3108 is the reference for the major changes to the library. Here’s a capsule review:

  • Many old modules were removed. Some, like gopherlib (no longer used) and md5 (replaced by hashlib), were already deprecated by PEP 4. Others were removed as a result of the removal of support for various platforms such as Irix, BeOS and Mac OS 9 (see PEP 11). Some modules were also selected for removal in Python 3.0 due to lack of use or because a better replacement exists. See PEP 3108 for an exhaustive list.

  • The bsddb3 package was removed because its presence in the core standard library has proved over time to be a particular burden for the core developers due to testing instability and Berkeley DB’s release schedule. However, the package is alive and well, externally maintained at https://www.jcea.es/programacion/pybsddb.htm.

  • Some modules were renamed because their old name disobeyed PEP 8, or for various other reasons. Here’s the list:

    旧名称 新名称
    _winreg winreg
    ConfigParser configparser
    copy_reg copyreg
    队列 queue
    SocketServer socketserver
    markupbase _markupbase
    repr reprlib
    test.test_support test.support

  • A common pattern in Python 2.x is to have one version of a module implemented in pure Python, with an optional accelerated version implemented as a C extension; for example, pickle and cPickle. This places the burden of importing the accelerated version and falling back on the pure Python version on each user of these modules. In Python 3.0, the accelerated versions are considered implementation details of the pure Python versions. Users should always import the standard version, which attempts to import the accelerated version and falls back to the pure Python version. The pickle / cPickle pair received this treatment. The profile module is on the list for 3.1. The StringIO module has been turned into a class in the io module.

  • Some related modules have been grouped into packages, and usually the submodule names have been simplified. The resulting new packages are:

    • dbm (anydbm, dbhash, dbm, dumbdbm, gdbm, whichdb).
    • html (HTMLParser, htmlentitydefs).
    • http (httplib, BaseHTTPServer, CGIHTTPServer, SimpleHTTPServer, Cookie, cookielib).
    • tkinter (all Tkinter-related modules except turtle). The target audience of turtle doesn’t really care about tkinter. Also note that as of Python 2.6, the functionality of turtle has been greatly enhanced.
    • urllib (urllib, urllib2, urlparse, robotparse).
    • xmlrpc (xmlrpclib, DocXMLRPCServer, SimpleXMLRPCServer).

Some other changes to standard library modules, not covered by PEP 3108:

  • Killed sets. Use the built-in set() class.
  • Cleanup of the sys module: removed sys.exitfunc(), sys.exc_clear(), sys.exc_type, sys.exc_value, sys.exc_traceback. (Note that sys.last_type etc. remain.)
  • Cleanup of the array.array type: the read() and write() methods are gone; use fromfile() and tofile() instead. Also, the 'c' typecode for array is gone – use either 'b' for bytes or 'u' for Unicode characters.
  • Cleanup of the operator module: removed sequenceIncludes() and isCallable().
  • Cleanup of the thread module: acquire_lock() and release_lock() are gone; use acquire() and release() instead.
  • Cleanup of the random module: removed the jumpahead() API.
  • The new module is gone.
  • The functions os.tmpnam(), os.tempnam() and os.tmpfile() have been removed in favor of the tempfile module.
  • The tokenize module has been changed to work with bytes. The main entry point is now tokenize.tokenize(), instead of generate_tokens.
  • string.letters and its friends (string.lowercase and string.uppercase) are gone. Use string.ascii_letters etc. instead. (The reason for the removal is that string.letters and friends had locale-specific behavior, which is a bad idea for such attractively-named global 「constants」.)
  • Renamed module __builtin__ to builtins (removing the underscores, adding an 『s』). The __builtins__ variable found in most global namespaces is unchanged. To modify a builtin, you should use builtins, not __builtins__!

PEP 3101: A New Approach To String Formatting

  • A new system for built-in string formatting operations replaces the % string formatting operator. (However, the % operator is still supported; it will be deprecated in Python 3.1 and removed from the language at some later time.) Read PEP 3101 for the full scoop.

Changes To Exceptions

The APIs for raising and catching exception have been cleaned up and new powerful features added:

  • PEP 352: All exceptions must be derived (directly or indirectly) from BaseException. This is the root of the exception hierarchy. This is not new as a recommendation, but the requirement to inherit from BaseException is new. (Python 2.6 still allowed classic classes to be raised, and placed no restriction on what you can catch.) As a consequence, string exceptions are finally truly and utterly dead.

  • Almost all exceptions should actually derive from Exception; BaseException should only be used as a base class for exceptions that should only be handled at the top level, such as SystemExit or KeyboardInterrupt. The recommended idiom for handling all exceptions except for this latter category is to use except Exception.

  • StandardError was removed.

  • Exceptions no longer behave as sequences. Use the args attribute instead.

  • PEP 3109: Raising exceptions. You must now use raise Exception(args) instead of raise Exception, args. Additionally, you can no longer explicitly specify a traceback; instead, if you have to do this, you can assign directly to the __traceback__ attribute (see below).

  • PEP 3110: Catching exceptions. You must now use except SomeException as variable instead of except SomeException, variable. Moreover, the variable is explicitly deleted when the except block is left.

  • PEP 3134: Exception chaining. There are two cases: implicit chaining and explicit chaining. Implicit chaining happens when an exception is raised in an except or finally handler block. This usually happens due to a bug in the handler block; we call this a secondary exception. In this case, the original exception (that was being handled) is saved as the __context__ attribute of the secondary exception. Explicit chaining is invoked with this syntax:

    raise SecondaryException() from primary_exception

    (where primary_exception is any expression that produces an exception object, probably an exception that was previously caught). In this case, the primary exception is stored on the __cause__ attribute of the secondary exception. The traceback printed when an unhandled exception occurs walks the chain of __cause__ and __context__ attributes and prints a separate traceback for each component of the chain, with the primary exception at the top. (Java users may recognize this behavior.)

  • PEP 3134: Exception objects now store their traceback as the __traceback__ attribute. This means that an exception object now contains all the information pertaining to an exception, and there are fewer reasons to use sys.exc_info() (though the latter is not removed).

  • A few exception messages are improved when Windows fails to load an extension module. For example, error code 193 is now %1 is not a valid Win32 application. Strings now deal with non-English locales.

Miscellaneous Other Changes

Operators And Special Methods

  • != now returns the opposite of ==, unless == returns NotImplemented.
  • The concept of 「unbound methods」 has been removed from the language. When referencing a method as a class attribute, you now get a plain function object.
  • __getslice__(), __setslice__() and __delslice__() were killed. The syntax a[i:j] now translates to a.__getitem__(slice(i, j)) (or __setitem__() or __delitem__(), when used as an assignment or deletion target, respectively).
  • PEP 3114: the standard next() method has been renamed to __next__().
  • The __oct__() and __hex__() special methods are removed – oct() and hex() use __index__() now to convert the argument to an integer.
  • Removed support for __members__ and __methods__.
  • The function attributes named func_X have been renamed to use the __X__ form, freeing up these names in the function attribute namespace for user-defined attributes. To wit, func_closure, func_code, func_defaults, func_dict, func_doc, func_globals, func_name were renamed to __closure__, __code__, __defaults__, __dict__, __doc__, __globals__, __name__, respectively.
  • __nonzero__() is now __bool__().

Builtins

  • PEP 3135: New super(). You can now invoke super() without arguments and (assuming this is in a regular instance method defined inside a class statement) the right class and instance will automatically be chosen. With arguments, the behavior of super() is unchanged.
  • PEP 3111: raw_input() was renamed to input(). That is, the new input() function reads a line from sys.stdin and returns it with the trailing newline stripped. It raises EOFError if the input is terminated prematurely. To get the old behavior of input(), use eval(input()).
  • A new built-in function next() was added to call the __next__() method on an object.
  • The round() function rounding strategy and return type have changed. Exact halfway cases are now rounded to the nearest even result instead of away from zero. (For example, round(2.5) now returns 2 rather than 3.) round(x[, n]) now delegates to x.__round__([n]) instead of always returning a float. It generally returns an integer when called with a single argument and a value of the same type as x when called with two arguments.
  • Moved intern() to sys.intern().
  • Removed: apply(). Instead of apply(f, args) use f(*args).
  • Removed callable(). Instead of callable(f) you can use isinstance(f, collections.Callable). The operator.isCallable() function is also gone.
  • Removed coerce(). This function no longer serves a purpose now that classic classes are gone.
  • Removed execfile(). Instead of execfile(fn) use exec(open(fn).read()).
  • Removed the file type. Use open(). There are now several different kinds of streams that open can return in the io module.
  • Removed reduce(). Use functools.reduce() if you really need it; however, 99 percent of the time an explicit for loop is more readable.
  • Removed reload(). Use imp.reload().
  • Removed. dict.has_key() – use the in operator instead.

构建和 C API 的改变

Due to time constraints, here is a very incomplete list of changes to the C API.

  • Support for several platforms was dropped, including but not limited to Mac OS 9, BeOS, RISCOS, Irix, and Tru64.
  • PEP 3118: New Buffer API.
  • PEP 3121: Extension Module Initialization & Finalization.
  • PEP 3123: Making PyObject_HEAD conform to standard C.
  • No more C API support for restricted execution.
  • PyNumber_Coerce(), PyNumber_CoerceEx(), PyMember_Get(), and PyMember_Set() C APIs are removed.
  • New C API PyImport_ImportModuleNoBlock(), works like PyImport_ImportModule() but won’t block on the import lock (returning an error instead).
  • Renamed the boolean conversion C-level slot and method: nb_nonzero is now nb_bool.
  • Removed METH_OLDARGS and WITH_CYCLE_GC from the C API.

性能

The net result of the 3.0 generalizations is that Python 3.0 runs the pystone benchmark around 10% slower than Python 2.5. Most likely the biggest cause is the removal of special-casing for small integers. There’s room for improvement, but it will happen after 3.0 is released!

移植 Python 3.0

For porting existing Python 2.5 or 2.6 source code to Python 3.0, the best strategy is the following:

  1. (Prerequisite:) Start with excellent test coverage.
  2. Port to Python 2.6. This should be no more work than the average port from Python 2.x to Python 2.(x+1). Make sure all your tests pass.
  3. (Still using 2.6:) Turn on the -3 command line switch. This enables warnings about features that will be removed (or change) in 3.0. Run your test suite again, and fix code that you get warnings about until there are no warnings left, and all your tests still pass.
  4. Run the 2to3 source-to-source translator over your source code tree. (See 2to3 - 自動將 Python 2的程式碼轉成 Python 3 for more on this tool.) Run the result of the translation under Python 3.0. Manually fix up any remaining issues, fixing problems until all tests pass again.

It is not recommended to try to write source code that runs unchanged under both Python 2.6 and 3.0; you’d have to use a very contorted coding style, e.g. avoiding print statements, metaclasses, and much more. If you are maintaining a library that needs to support both Python 2.6 and Python 3.0, the best approach is to modify step 3 above by editing the 2.6 version of the source code and running the 2to3 translator again, rather than editing the 3.0 version of the source code.

For porting C extensions to Python 3.0, please see 遷移延伸模組到 Python 3.