# 传输和协议

前言

传输和协议会被像 `loop.create_connection()` 这类 底层 事件循环接口使用。它们使用基于回调的编程风格支持网络或IPC协议（如HTTP）的高性能实现。

基本上，传输和协议应只在库和框架上使用，而不应该在高层的异步应用中使用它们。

本文档包含 Transports 和 Protocols 。

概述

在最顶层，传输只关心 怎样 传送字节内容，而协议决定传送 哪些 字节内容(还要在一定程度上考虑何时)。

也可以这样说：从传输的角度来看，传输是套接字(或类似的I/O终端)的抽象，而协议是应用程序的抽象。

换另一种说法，传输和协议一起定义网络I/0和进程间I/O的抽象接口。

传输对象和协议对象总是一对一关系：协议调用传输方法来发送数据，而传输在接收到数据时调用协议方法传递数据。

大部分面向连接的事件循环方法(如 `loop.create_connection()` ) 通常接受 protocol_factory 参数为接收到的链接创建 协议 对象，并用 传输 对象来表示。这些方法一般会返回 `(transport, protocol)` 元组。

内容

本文档包含下列小节:

- 传输 部分记载异步IO `BaseTransport` 、 `ReadTransport` 、 `WriteTransport` 、 `Transport` 、 `DatagramTransport` 和 `SubprocessTransport` 等类。

- The Protocols section documents asyncio `BaseProtocol`, `Protocol`, `BufferedProtocol`, `DatagramProtocol`, and `SubprocessProtocol` classes.

- 例子 部分展示怎样使用传输、协议和底层事件循环接口。

## 传输

源码: Lib/asyncio/transports.py

传输属于 `asyncio` 模块中的类，用来抽象各种通信通道。

传输对象总是由 异步IO事件循环 实例化。

异步IO实现TCP、UDP、SSL和子进程管道的传输。传输上可用的方法由传输的类型决定。

传输类属于 线程不安全 。

### 传输层级

class `asyncio.``BaseTransport`

  所有传输的基类。包含所有异步IO传输共用的方法。

class `asyncio.``WriteTransport`(BaseTransport)

  只写链接的基础传输。

  Instances of the WriteTransport class are returned from the `loop.connect_write_pipe()` event loop method and are also used by subprocess-related methods like `loop.subprocess_exec()`.

class `asyncio.``ReadTransport`(BaseTransport)

  只读链接的基础传输。

  Instances of the ReadTransport class are returned from the `loop.connect_read_pipe()` event loop method and are also used by subprocess-related methods like `loop.subprocess_exec()`.

class `asyncio.``Transport`(WriteTransport, ReadTransport)

  接口代表一个双向传输，如TCP链接。

  用户不用直接实例化传输；调用一个功能函数，给它传递协议工厂和其它需要的信息就可以创建传输和协议。

  传输 类实例由如 `loop.create_connection()` 、 `loop.create_unix_connection()` 、 `loop.create_server()` 、 `loop.sendfile()` 等这类事件循环方法使用或返回。

class `asyncio.``DatagramTransport`(BaseTransport)

  数据报(UDP)传输链接。

  DatagramTransport 类实例由事件循环方法 `loop.create_datagram_endpoint()` 返回。

class `asyncio.``SubprocessTransport`(BaseTransport)

  表示父进程和子进程之间连接的抽象。

  SubprocessTransport 类的实例由事件循环方法 `loop.subprocess_shell()` 和 `loop.subprocess_exec()` 返回。

### 基础传输

`BaseTransport.``close`()

  关闭传输。

  如果传输具有发送数据缓冲区，将会异步发送已缓存的数据。在所有已缓存的数据都已处理后，就会将 `None` 作为协议 `protocol.connection_lost()` 方法的参数并进行调用。在这之后，传输不再接收任何数据。

`BaseTransport.``is_closing`()

  返回 `True` ，如果传输正在关闭或已经关闭。。

`BaseTransport.``get_extra_info`(name, default=None)

  返回 传输或它使用的相关资源信息。

  name 是表示要获取传输特定信息的字符串。

  default 是在信息不可用或传输不支持第三方事件循环实现或当前平台查询时返回的值。

  例如下面代码尝试获取传输相关套接字对象:

      sock = transport.get_extra_info('socket')
      if sock is not None:
          print(sock.getsockopt(...))

  传输可查询信息类别:

  - 套接字:

    - `'peername'`: 套接字链接时的远端地址，`socket.socket.getpeername()` 方法的结果 (出错时为 `None` )

    - `'socket'`: `socket.socket` 实例

    - `'sockname'`: 套接字本地地址， `socket.socket.getsockname()` 方法的结果

  - SSL套接字

    - `'compression'`: 用字符串指定压缩算法，或者链接没有压缩时为 `None` ；`ssl.SSLSocket.compression()` 的结果。

    - `'cipher'`: 一个三值的元组，包含使用密码的名称，定义使用的SSL协议的版本，使用的加密位数。 `ssl.SSLSocket.cipher()` 的结果。

    - `'peercert'`: 远端凭证； `ssl.SSLSocket.getpeercert()` 结果。

    - `'sslcontext'`: `ssl.SSLContext` 实例

    - `'ssl_object'`: `ssl.SSLObject` 或 `ssl.SSLSocket` 实例

  - 管道：

    - `'pipe'`: 管道对象

  - 子进程：

    - `'subprocess'`: `subprocess.Popen` 实例

`BaseTransport.``set_protocol`(protocol)

  设置一个新协议。

  只有两种协议都写明支持切换才能完成切换协议。

`BaseTransport.``get_protocol`()

  返回当前协议。

### 只读传输

`ReadTransport.``is_reading`()

  如果传输接收到新数据时返回 `True` 。

  3.7 新版功能.

`ReadTransport.``pause_reading`()

  暂停传输的接收端。`protocol.data_received()` 方法将不会收到数据，除非 `resume_reading()` 被调用。

  在 3.7 版更改: 这个方法幂等的， 它可以在传输已经暂停或关闭时调用。

`ReadTransport.``resume_reading`()

  恢复接收端。如果有数据可读取时，协议方法 `protocol.data_received()` 将再次被调用。

  在 3.7 版更改: 这个方法幂等的， 它可以在传输已经准备好读取数据时调用。

### 只写传输

`WriteTransport.``abort`()

  立即关闭传输，不会等待已提交的操作处理完毕。已缓存的数据将会丢失。不会接收更多数据。 最终 `None` 将作为协议的 `protocol.connection_lost()` 方法的参数被调用。

`WriteTransport.``can_write_eof`()

  如果传输支持 `write_eof()` 返回 `True` 否则返回 `False` 。

`WriteTransport.``get_write_buffer_size`()

  返回传输使用输出缓冲区的当前大小。

`WriteTransport.``get_write_buffer_limits`()

  获取写入流控制 high 和 low 高低标记位。返回元组 `(low, high)` ， low 和 high 为正字节数。

  使用 `set_write_buffer_limits()` 设置限制。

  3.4.2 新版功能.

`WriteTransport.``set_write_buffer_limits`(high=None, low=None)

  设置写入流控制 high 和 low 高低标记位。

  These two values (measured in number of bytes) control when the protocol's `protocol.pause_writing()` and `protocol.resume_writing()` methods are called. If specified, the low watermark must be less than or equal to the high watermark. Neither high nor low can be negative.

  `pause_writing()` is called when the buffer size becomes greater than or equal to the high value. If writing has been paused, `resume_writing()` is called when the buffer size becomes less than or equal to the low value.

  The defaults are implementation-specific. If only the high watermark is given, the low watermark defaults to an implementation-specific value less than or equal to the high watermark. Setting high to zero forces low to zero as well, and causes `pause_writing()` to be called whenever the buffer becomes non-empty. Setting low to zero causes `resume_writing()` to be called only once the buffer is empty. Use of zero for either limit is generally sub-optimal as it reduces opportunities for doing I/O and computation concurrently.

  Use `get_write_buffer_limits()` to get the limits.

`WriteTransport.``write`(data)

  Write some data bytes to the transport.

  This method does not block; it buffers the data and arranges for it to be sent out asynchronously.

`WriteTransport.``writelines`(list_of_data)

  Write a list (or any iterable) of data bytes to the transport. This is functionally equivalent to calling `write()` on each element yielded by the iterable, but may be implemented more efficiently.

`WriteTransport.``write_eof`()

  Close the write end of the transport after flushing all buffered data. Data may still be received.

  This method can raise `NotImplementedError` if the transport (e.g. SSL) doesn't support half-closed connections.

### 数据报传输

`DatagramTransport.``sendto`(data, addr=None)

  Send the data bytes to the remote peer given by addr (a transport-dependent target address). If addr is `None`, the data is sent to the target address given on transport creation.

  This method does not block; it buffers the data and arranges for it to be sent out asynchronously.

`DatagramTransport.``abort`()

  Close the transport immediately, without waiting for pending operations to complete. Buffered data will be lost. No more data will be received. The protocol's `protocol.connection_lost()` method will eventually be called with `None` as its argument.

### 子进程传输

`SubprocessTransport.``get_pid`()

  Return the subprocess process id as an integer.

`SubprocessTransport.``get_pipe_transport`(fd)

  Return the transport for the communication pipe corresponding to the integer file descriptor fd:

  - `0`: readable streaming transport of the standard input (stdin), or `None` if the subprocess was not created with `stdin=PIPE`

  - `1`: writable streaming transport of the standard output (stdout), or `None` if the subprocess was not created with `stdout=PIPE`

  - `2`: writable streaming transport of the standard error (stderr), or `None` if the subprocess was not created with `stderr=PIPE`

  - other fd: `None`

`SubprocessTransport.``get_returncode`()

  Return the subprocess return code as an integer or `None` if it hasn't returned, which is similar to the `subprocess.Popen.returncode` attribute.

`SubprocessTransport.``kill`()

  杀死子进程。

  On POSIX systems, the function sends SIGKILL to the subprocess. On Windows, this method is an alias for `terminate()`.

  See also `subprocess.Popen.kill()`.

`SubprocessTransport.``send_signal`(signal)

  Send the signal number to the subprocess, as in `subprocess.Popen.send_signal()`.

`SubprocessTransport.``terminate`()

  停止子进程。

  On POSIX systems, this method sends SIGTERM to the subprocess. On Windows, the Windows API function TerminateProcess() is called to stop the subprocess.

  See also `subprocess.Popen.terminate()`.

`SubprocessTransport.``close`()

  Kill the subprocess by calling the `kill()` method.

  If the subprocess hasn't returned yet, and close transports of stdin, stdout, and stderr pipes.

## 协议

源码: Lib/asyncio/protocols.py

asyncio provides a set of abstract base classes that should be used to implement network protocols. Those classes are meant to be used together with transports.

Subclasses of abstract base protocol classes may implement some or all methods. All these methods are callbacks: they are called by transports on certain events, for example when some data is received. A base protocol method should be called by the corresponding transport.

### 基础协议

class `asyncio.``BaseProtocol`

  Base protocol with methods that all protocols share.

class `asyncio.``Protocol`(BaseProtocol)

  The base class for implementing streaming protocols (TCP, Unix sockets, etc).

class `asyncio.``BufferedProtocol`(BaseProtocol)

  A base class for implementing streaming protocols with manual control of the receive buffer.

class `asyncio.``DatagramProtocol`(BaseProtocol)

  The base class for implementing datagram (UDP) protocols.

class `asyncio.``SubprocessProtocol`(BaseProtocol)

  The base class for implementing protocols communicating with child processes (unidirectional pipes).

### 基础协议

All asyncio protocols can implement Base Protocol callbacks.

链接回调函数

Connection callbacks are called on all protocols, exactly once per a successful connection. All other protocol callbacks can only be called between those two methods.

`BaseProtocol.``connection_made`(transport)

  链接建立时被调用。

  The transport argument is the transport representing the connection. The protocol is responsible for storing the reference to its transport.

`BaseProtocol.``connection_lost`(exc)

  链接丢失或关闭时被调用。

  The argument is either an exception object or `None`. The latter means a regular EOF is received, or the connection was aborted or closed by this side of the connection.

流控制回调函数

Flow control callbacks can be called by transports to pause or resume writing performed by the protocol.

See the documentation of the `set_write_buffer_limits()` method for more details.

`BaseProtocol.``pause_writing`()

  Called when the transport's buffer goes over the high watermark.

`BaseProtocol.``resume_writing`()

  Called when the transport's buffer drains below the low watermark.

If the buffer size equals the high watermark, `pause_writing()` is not called: the buffer size must go strictly over.

Conversely, `resume_writing()` is called when the buffer size is equal or lower than the low watermark. These end conditions are important to ensure that things go as expected when either mark is zero.

### 流协议

Event methods, such as `loop.create_server()`, `loop.create_unix_server()`, `loop.create_connection()`, `loop.create_unix_connection()`, `loop.connect_accepted_socket()`, `loop.connect_read_pipe()`, and `loop.connect_write_pipe()` accept factories that return streaming protocols.

`Protocol.``data_received`(data)

  Called when some data is received. data is a non-empty bytes object containing the incoming data.

  Whether the data is buffered, chunked or reassembled depends on the transport. In general, you shouldn't rely on specific semantics and instead make your parsing generic and flexible. However, data is always received in the correct order.

  The method can be called an arbitrary number of times while a connection is open.

  However, `protocol.eof_received()` is called at most once. Once eof_received() is called, `data_received()` is not called anymore.

`Protocol.``eof_received`()

  Called when the other end signals it won't send any more data (for example by calling `transport.write_eof()`, if the other end also uses asyncio).

  This method may return a false value (including `None`), in which case the transport will close itself. Conversely, if this method returns a true value, the protocol used determines whether to close the transport. Since the default implementation returns `None`, it implicitly closes the connection.

  Some transports, including SSL, don't support half-closed connections, in which case returning true from this method will result in the connection being closed.

状态机：

    start -> connection_made
        [-> data_received]*
        [-> eof_received]?
    -> connection_lost -> end

### 缓冲流协议

3.7 新版功能: Important: this has been added to asyncio in Python 3.7 on a provisional basis! This is as an experimental API that might be changed or removed completely in Python 3.8.

Buffered Protocols can be used with any event loop method that supports Streaming Protocols.

`BufferedProtocol` implementations allow explicit manual allocation and control of the receive buffer. Event loops can then use the buffer provided by the protocol to avoid unnecessary data copies. This can result in noticeable performance improvement for protocols that receive big amounts of data. Sophisticated protocol implementations can significantly reduce the number of buffer allocations.

The following callbacks are called on `BufferedProtocol` instances:

`BufferedProtocol.``get_buffer`(sizehint)

  调用后会分配新的接收缓冲区。

  sizehint is the recommended minimum size for the returned buffer. It is acceptable to return smaller or larger buffers than what sizehint suggests. When set to -1, the buffer size can be arbitrary. It is an error to return a buffer with a zero size.

  `get_buffer()` must return an object implementing the buffer protocol.

`BufferedProtocol.``buffer_updated`(nbytes)

  用接收的数据更新缓冲区时被调用。

  nbytes is the total number of bytes that were written to the buffer.

`BufferedProtocol.``eof_received`()

  See the documentation of the `protocol.eof_received()` method.

`get_buffer()` can be called an arbitrary number of times during a connection. However, `protocol.eof_received()` is called at most once and, if called, `get_buffer()` and `buffer_updated()` won't be called after it.

状态机：

    start -> connection_made
        [-> get_buffer
            [-> buffer_updated]?
        ]*
        [-> eof_received]?
    -> connection_lost -> end

### 数据报协议

Datagram Protocol instances should be constructed by protocol factories passed to the `loop.create_datagram_endpoint()` method.

`DatagramProtocol.``datagram_received`(data, addr)

  Called when a datagram is received. data is a bytes object containing the incoming data. addr is the address of the peer sending the data; the exact format depends on the transport.

`DatagramProtocol.``error_received`(exc)

  Called when a previous send or receive operation raises an `OSError`. exc is the `OSError` instance.

  This method is called in rare conditions, when the transport (e.g. UDP) detects that a datagram could not be delivered to its recipient. In many conditions though, undeliverable datagrams will be silently dropped.

注解

On BSD systems (macOS, FreeBSD, etc.) flow control is not supported for datagram protocols, because there is no reliable way to detect send failures caused by writing too many packets.

The socket always appears 'ready' and excess packets are dropped. An `OSError` with `errno` set to `errno.ENOBUFS` may or may not be raised; if it is raised, it will be reported to `DatagramProtocol.error_received()` but otherwise ignored.

### 子进程协议

Datagram Protocol instances should be constructed by protocol factories passed to the `loop.subprocess_exec()` and `loop.subprocess_shell()` methods.

`SubprocessProtocol.``pipe_data_received`(fd, data)

  Called when the child process writes data into its stdout or stderr pipe.

  fd is the integer file descriptor of the pipe.

  data is a non-empty bytes object containing the received data.

`SubprocessProtocol.``pipe_connection_lost`(fd, exc)

  与子进程通信的其中一个管道关闭时被调用。

  fd is the integer file descriptor that was closed.

`SubprocessProtocol.``process_exited`()

  子进程退出时被调用。

## 示例

### TCP回应服务器

Create a TCP echo server using the `loop.create_server()` method, send back received data, and close the connection:

    import asyncio

    class EchoServerProtocol(asyncio.Protocol):
        def connection_made(self, transport):
            peername = transport.get_extra_info('peername')
            print('Connection from {}'.format(peername))
            self.transport = transport

        def data_received(self, data):
            message = data.decode()
            print('Data received: {!r}'.format(message))

            print('Send: {!r}'.format(message))
            self.transport.write(data)

            print('Close the client socket')
            self.transport.close()

    async def main():
        # Get a reference to the event loop as we plan to use
        # low-level APIs.
        loop = asyncio.get_running_loop()

        server = await loop.create_server(
            lambda: EchoServerProtocol(),
            '127.0.0.1', 8888)

        async with server:
            await server.serve_forever()

    asyncio.run(main())

参见

The TCP echo server using streams example uses the high-level `asyncio.start_server()` function.

### TCP回应客户端

A TCP echo client using the `loop.create_connection()` method, sends data, and waits until the connection is closed:

    import asyncio

    class EchoClientProtocol(asyncio.Protocol):
        def __init__(self, message, on_con_lost):
            self.message = message
            self.on_con_lost = on_con_lost

        def connection_made(self, transport):
            transport.write(self.message.encode())
            print('Data sent: {!r}'.format(self.message))

        def data_received(self, data):
            print('Data received: {!r}'.format(data.decode()))

        def connection_lost(self, exc):
            print('The server closed the connection')
            self.on_con_lost.set_result(True)

    async def main():
        # Get a reference to the event loop as we plan to use
        # low-level APIs.
        loop = asyncio.get_running_loop()

        on_con_lost = loop.create_future()
        message = 'Hello World!'

        transport, protocol = await loop.create_connection(
            lambda: EchoClientProtocol(message, on_con_lost),
            '127.0.0.1', 8888)

        # Wait until the protocol signals that the connection
        # is lost and close the transport.
        try:
            await on_con_lost
        finally:
            transport.close()

    asyncio.run(main())

参见

The TCP echo client using streams example uses the high-level `asyncio.open_connection()` function.

### UDP回应服务器

A UDP echo server, using the `loop.create_datagram_endpoint()` method, sends back received data:

    import asyncio

    class EchoServerProtocol:
        def connection_made(self, transport):
            self.transport = transport

        def datagram_received(self, data, addr):
            message = data.decode()
            print('Received %r from %s' % (message, addr))
            print('Send %r to %s' % (message, addr))
            self.transport.sendto(data, addr)

    async def main():
        print("Starting UDP server")

        # Get a reference to the event loop as we plan to use
        # low-level APIs.
        loop = asyncio.get_running_loop()

        # One protocol instance will be created to serve all
        # client requests.
        transport, protocol = await loop.create_datagram_endpoint(
            lambda: EchoServerProtocol(),
            local_addr=('127.0.0.1', 9999))

        try:
            await asyncio.sleep(3600)  # Serve for 1 hour.
        finally:
            transport.close()

    asyncio.run(main())

### UDP回应客户端

A UDP echo client, using the `loop.create_datagram_endpoint()` method, sends data and closes the transport when it receives the answer:

    import asyncio

    class EchoClientProtocol:
        def __init__(self, message, on_con_lost):
            self.message = message
            self.on_con_lost = on_con_lost
            self.transport = None

        def connection_made(self, transport):
            self.transport = transport
            print('Send:', self.message)
            self.transport.sendto(self.message.encode())

        def datagram_received(self, data, addr):
            print("Received:", data.decode())

            print("Close the socket")
            self.transport.close()

        def error_received(self, exc):
            print('Error received:', exc)

        def connection_lost(self, exc):
            print("Connection closed")
            self.on_con_lost.set_result(True)

    async def main():
        # Get a reference to the event loop as we plan to use
        # low-level APIs.
        loop = asyncio.get_running_loop()

        on_con_lost = loop.create_future()
        message = "Hello World!"

        transport, protocol = await loop.create_datagram_endpoint(
            lambda: EchoClientProtocol(message, on_con_lost),
            remote_addr=('127.0.0.1', 9999))

        try:
            await on_con_lost
        finally:
            transport.close()

    asyncio.run(main())

### 链接已存在的套接字

Wait until a socket receives data using the `loop.create_connection()` method with a protocol:

    import asyncio
    import socket

    class MyProtocol(asyncio.Protocol):

        def __init__(self, on_con_lost):
            self.transport = None
            self.on_con_lost = on_con_lost

        def connection_made(self, transport):
            self.transport = transport

        def data_received(self, data):
            print("Received:", data.decode())

            # We are done: close the transport;
            # connection_lost() will be called automatically.
            self.transport.close()

        def connection_lost(self, exc):
            # The socket has been closed
            self.on_con_lost.set_result(True)

    async def main():
        # Get a reference to the event loop as we plan to use
        # low-level APIs.
        loop = asyncio.get_running_loop()
        on_con_lost = loop.create_future()

        # Create a pair of connected sockets
        rsock, wsock = socket.socketpair()

        # Register the socket to wait for data.
        transport, protocol = await loop.create_connection(
            lambda: MyProtocol(on_con_lost), sock=rsock)

        # Simulate the reception of data from the network.
        loop.call_soon(wsock.send, 'abc'.encode())

        try:
            await protocol.on_con_lost
        finally:
            transport.close()
            wsock.close()

    asyncio.run(main())

参见

The watch a file descriptor for read events example uses the low-level `loop.add_reader()` method to register an FD.

The register an open socket to wait for data using streams example uses high-level streams created by the `open_connection()` function in a coroutine.

### loop.subprocess_exec() and SubprocessProtocol

An example of a subprocess protocol used to get the output of a subprocess and to wait for the subprocess exit.

The subprocess is created by th `loop.subprocess_exec()` method:

    import asyncio
    import sys

    class DateProtocol(asyncio.SubprocessProtocol):
        def __init__(self, exit_future):
            self.exit_future = exit_future
            self.output = bytearray()

        def pipe_data_received(self, fd, data):
            self.output.extend(data)

        def process_exited(self):
            self.exit_future.set_result(True)

    async def get_date():
        # Get a reference to the event loop as we plan to use
        # low-level APIs.
        loop = asyncio.get_running_loop()

        code = 'import datetime; print(datetime.datetime.now())'
        exit_future = asyncio.Future(loop=loop)

        # Create the subprocess controlled by DateProtocol;
        # redirect the standard output into a pipe.
        transport, protocol = await loop.subprocess_exec(
            lambda: DateProtocol(exit_future),
            sys.executable, '-c', code,
            stdin=None, stderr=None)

        # Wait for the subprocess exit using the process_exited()
        # method of the protocol.
        await exit_future

        # Close the stdout pipe.
        transport.close()

        # Read the output which was collected by the
        # pipe_data_received() method of the protocol.
        data = bytes(protocol.output)
        return data.decode('ascii').rstrip()

    date = asyncio.run(get_date())
    print(f"Current date: {date}")

See also the same example written using high-level APIs.